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With fiduciary rule in place, two broker-dealers cut adviser compensation

July 11, 2017 by Bruce Kelly

Two prominent broker-dealers are cutting bonuses and payouts to advisers, in some cases because of the Department of Labor’s new fiduciary rule.

LPL Financial is eliminating a “general securities bonus” applicable to the volume of equities and fixed income securities traded by an adviser, according to two sources who asked not to be named.

Click HERE to read the full story via InvestmentNews; registration required.

Originally Posted at InvestmentNews on July 11, 2017 by Bruce Kelly.

Categories: Industry Articles
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