Can the SEC and DOL really harmonize advice standards for brokers and advisers?
November 28, 2017 by November 25, 2017
As regulators struggle to harmonize retail-advice rules, blending them into a single fiduiciary standard, count on hearing some sour notes from the industry. In fact, nowhere is the debate over investment advice standards more discordant than surrounding the term “harmonization.”
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Originally Posted at InvestmentNews on Mark Schoeff Jr. by November 25, 2017.
Categories: Industry Articles