Regs, Comp and Trust Issues Push Reps to Consider Independence
January 2, 2018 by Cyril Tuohy
Brokers and registered representatives point to more regulation, changing compensation and the erosion of public trust as reasons to go independent, according to a new survey.
In addition, nearly half – 46 percent – of brokers and registered representatives expect the brokerage industry to deteriorate, the TD Ameritrade Institutional survey found.
The findings were published in TD Ameritrade Institutional’ s 2017 Break Away to Independence Survey released this week.
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Originally Posted at InsuranceNewsNet on December 21, 2017 by Cyril Tuohy.
Categories: Industry Articles